UAC Event: Compliance Workshop
Underwriting Agencies Council - 21 March 2024
This event, led by Paul Muir, Managing Director at Compliance Advocacy Solutions, will involve a day of learning and understanding compliance measures that protect businesses, brands, people & customers from harm & detriment.
The workshop will cover:
- Understanding the true purpose of compliance: protecting your business and its brand(s), people, customers, partners & stakeholders
- Exploring how to engage your operational teams and external representatives so that they will embrace compliance through their conduct and behaviour
- Setting up your people as an early warning system so that incidents, breaches, complaints & control breakdowns are raised, reported & actioned in a timely manner
- A practical overview of financial service laws and code of proactive obligations and the 2024 areas of regulatory scrutiny and focus
- Developing and implementing a fit-for-purpose and tailored compliance framework to monitor & supervise your people & external representatives.
Venue: | Lightspace |
Location: | 30 Light Street (cnr Scanlan St), Fortitude Valley |
Time: | 9.00am - 5.00pm |
Event Manager: | UAC |
Email: | admin@uac.org.au |
Event link: | uac.org.au |