This course covers both compliance management and compliance risk management. The focus is on the development of an efficient risk-based approach to compliance management and what that means in practice from recording compliance obligations to setting up a risk-based approach to monitoring compliance. The management of compliance risk is also covered using an ERM framework. The course also covers the ISO 19600 standard and aligns the concepts to this standard.

Presented by David Tattam, Chief Research & Content Officer at The Protecht Group, the course is offered as 2 x 3.25 hours interactive sessions over two days.

Learning objectives include:

• An in-depth understanding of the objectives and scope of compliance management and compliance risk management
• A deep understanding of compliance risk using bow tie analysis
• The knowledge and skills to develop and manage a compliance obligations library
• An in-depth understanding of what a risk-based approach to compliance means
• An in-depth knowledge of how to apply risk assessments, key risk indicators, controls assurance and change risk management to compliance risk