This course covers both compliance management and compliance risk management. The focus is on the development of an efficient risk-based approach to compliance management and what that means in practice from recording compliance obligations to setting up a risk-based approach to monitoring compliance. The management of compliance risk is also covered using an ERM framework.

The course is a total of six hours delivered in four 90-minute sessions via Zoom and presented by David Tattam from The Protecht Group. Author of 'A Short Guide to Operational Risk', David Tattam is an internationally recognised specialist in all facets of risk management, particularly at the enterprise level.

Course overview:

1. Defining compliance, compliance management and compliance risk management
2. Compliance management
3. Compliance risk management
4. Risk appetite for compliance
5. Risk and controls self assessment
6. ‘Change’ - delivered risk management
7. Key risk indicators
8. Controls assurance
9. Compliance breach management
10. Reporting for compliance management
11. Where to next?